Heidemarie Gregoriev serves as Counsel at Vedder and is a member of the firm’s Investment Services group.
She has experience advising investment companies, fund boards, and investment advisers on regulatory, compliance, and governance matters.
Heide has worked with independent directors to ensure they meet their fiduciary duties and align fund operations with legal and business objectives under the Investment Company Act, Investment Advisers Act, and Securities Exchange Act. She has reviewed securities filings, fund policies, and procedures to ensure compliance and risk mitigation, and provided guidance on Directors and Officers insurance matters.
With prior in-house experience as Vice President, Assistant General Counsel, and Compliance Counsel at financial services firms, Heide brings a practical understanding of the operational and strategic challenges faced by regulated entities, integrating legal advice with real-world business considerations.
Credentials
Education
- University of Michigan Law School, J.D., 1997
- College of William and Mary, B.A., 1992
Bar Admissions
- Illinois, 1997
Affiliations
- Member, Women in ETFs
Insights & Events
Publications
Investment Services Regulatory Update October 2023
October 13, 2023
Publications
SEC Proposes Significant Form and Rule Amendments for the Registration of Index-Linked Annuities
October 13, 2023
Publications
SEC Adopts Amendments to Fund Names Rule, Broadening the Scope of Funds that Must Comply
September 27, 2023
Publications
Investment Services Regulatory Update July 2023
July 14, 2023
Publications
SEC Settles Enforcement Proceeding Against a Mutual Fund Adviser for Miscalculating Fee Waiver
July 14, 2023
Publications
SEC Settles Enforcement Proceeding Against a Private Equity Fund Adviser for Overcharging Fees and Failing to Disclose Conflict
July 14, 2023
Publications
SEC Staff Issues 2023 Examination Priorities
April 14, 2023
Publications
Investment Services Regulatory Update February 2023
February 8, 2023
